Verint for Financial Compliance

Transform your compliance operations and confidently navigate through financial services and trading regulations.

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Don’t let compliance bug you!

Adhering to regulations in the financial markets may be a complex task, but it shouldn’t keep you up at night.
Master regulatory compliance with Verint and find peace of mind.

Verint Financial Compliance selected as Best Compliance Product at UC Awards 2022

In the past few years, the sudden changes in the world made us feel obliged to help financial services firms stay compliant with their regulatory obligations while adapting to the hybrid work model. So, we made it our goal to help Microsoft Teams, Zoom, and other UC tools extend their compliance capabilities so regulated businesses would be able to embrace an unprecedented digital transformation.

Winning this award reassures us that our efforts have made an impact on the industry, and it drives us to keep improving and innovating the world of financial compliance.

See Our Awards
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Customers

Verint helps financial services organizations transform their compliance operations and confidently navigate through increasingly complex trading regulations.

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A revolutionary approach to compliance complexity.

Digital transformation and hybrid-working mean compliance strategies also need to move up a level. Regulatory compliance is a significant challenge, that carries significant risks and requires more than recording devices and interactions.

Verint’s revolutionary new approach shifts the focus from technologies to the alignment of data around people. It puts employees – regardless of where they are, when they’re working and how they’re communicating – at the centre of your compliance efforts.

Called Human Compliance™, it helps achieve a proactive, risk-based compliance strategy that finds the gaps in compliance data and achieves better results across your recording and surveillance activities.

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Strengthening Regulatory Compliance

Financial markets have been subject to regulation for many years. The Dodd-Frank Act, MiFID II, MAR, and other financial regulations have tightened the rules for trade-related recordkeeping, monitoring, evidencing, and reporting. They’ve also increased fines and penalties for compliance failures. And if you operate in multiple regions with different jurisdictions, these challenges are multiplied.

Keeping up with the new compliance requirements should not be a box-ticking exercise, but a long-term, strategic approach – with the right partner.

Learn How to Strengthen Regulatory Compliance
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Enabling compliant communications

Voice is still an important channel – but businesses are looking for new ways to collaborate, interact with customers, and negotiate trades.

New digital channels offer instant messaging, mobile voice and text, video, and other forms of collaboration. However, many compliance recording solutions only capture telephone voice – creating a regulatory compliance gap.

To help close this gap, Verint’s unified platform records and securely archives interactions across UC, trader voice, IP telephony, mobile, video conference and collaboration environments, including Microsoft Teams and Zoom.

Learn How to Enable Compliant Communication
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Reducing compliance costs

Monitoring compliance procedures, reviewing relevant interactions, and meeting complex regulatory requirements call for more compliance and IT staff. But, even if you increase your headcount, the manual testing of communications and recording infrastructure remains time-consuming and inefficient. And it prevents you from investigating potential misconduct.

Storing and retrieving captured data compliantly and efficiently can also further complicate your operations and increase your costs. If you have siloed recording environments or non-integrated systems, it gets even more costly and complex.

Learn How to Reduce Compliance Costs

Enhancing compliance oversight

Ongoing communication monitoring, infrastructure testing, and compliance checks are resource-hungry tasks. Keeping up with employee changes, new communication channels, and changing regulations requires significant effort. Monitoring the status of telephony and voice networks, especially over multiple locations, is even more complex.

With Verint Financial Compliance, you can automate monitoring and testing. Handle these tasks more effectively without human intervention, mitigating the risk of human error and freeing up staff to concentrate on other tasks.

Learn How to Enhance Compliance Oversight
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Preventing compliance issues proactively

Many financial institutions are subject to complex regulations that impact their communications environment. By proactively verifying adherence to policy rules and controlling information exchange, you can mitigate the risk of misconduct, unwanted disclosures, and faulty operations across your organization.

We can help your business take a proactive approach to help avoid issues before they occur.

Learn How to Prevent Compliance Issues Proactively

Turning data into intelligence

Today’s financial services firms must manage communications across multiple digital channels.

Verint Financial Compliance can help your business tap into the power of artificial intelligence. It enables you to extract value from voice and eComms with innovative speech recognition and voice analytics technology.

You can also gain actionable insights by mining and analyzing large quantities of communications data, which also helps to answer regulatory requests more quickly.

Learn How to Turn Data into Intelligence
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How we can help

Verint Financial Compliance solutions offer a comprehensive, risk-based approach to compliance, helping you avoid fines and reputational damage. It combines proven technology, automation, data-driven business intelligence, and an open architecture to help you overcome complex compliance challenges while reducing operational costs.

Browse Verint Financial Compliance products

  • Capture

    Financial services organizations face a growing number of increasingly complex challenges every day. Regulated businesses must be able to capture, store, and retrieve all trade-related interactions across all channels and modalities. Failure to demonstrate full compliance with the applicable regulations can result in severe consequences.

    With Verint Financial Compliance Capture, you can record, secure, analyze, and understand all your regulated interactions across leading communication and collaboration platforms in a unified, cohesive way.

    Discover Capture

Financial compliance success stories