Turn data into business intelligence

Managing communications data across multiple digital channels is difficult, especially under compliance scrutiny. Learn how to transform unstructured interaction data into actionable insights and respond to regulators more efficiently.

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Compliance Data Challenges in Numbers

  • 46%

    46% of risk and compliance professionals are considering an investment in speech tech over the next 2 years to enhance data intelligence.

  • +43%

    Over 43% capital market respondents evaluate AI as an enabler of more informed decision-making through advanced data analysis.

  • 37%

    37% rated turning unstructured data into a structured format for analysis, e-discovery and trade reconstruction as difficult to cope with.


Verint helps financial services organizations transform their compliance operations and confidently navigate through increasingly complex trading regulations.

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Retrieving communications data from disparate systems efficiently

Regulators increasingly demand that financial institutions and investment firms have their records readily available for as long as required by law. Compliance teams need to respond to audit and compliance requests quickly and accurately.

This means being able to identify, reconstruct, and provide the chain of interactions across all affected channels related to a specific transaction – no matter when they have occurred – in a timely manner.

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Relying on manual sampling from large amounts of data is inefficient and risky

Knowing who said what is critical for ensuring compliance. But relying on random sampling, incomplete voice records and unreliable transcripts to detect potential issues can be time-consuming and risky.

And, extracting accurate voice data from noisy financial services and trading environments in an automated and efficient way is cumbersome and often requires specialist knowledge.

Trade reconstruction is a challenging and complex task

When facing a compliance audit, you may have to reconstruct a complete transaction history that is buried in a large volume of interactions.

Not being able to find and extract the data you need from recorded voice conversations can put your trading compliance at serious risk. What’s more, it makes it difficult to spot signs of insider trading, market abuse, anti-money laundering, and other unethical activities your business should prevent.

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How we can help

Verint Financial Compliance can help your business tap into the power of artificial intelligence and extract value from voice and eComms with innovative speech recognition and voice analytics technology. Gain actionable insights by mining, categorizing, aggregating, and analyzing large quantities of communications data.

Delivering data intelligence for the finance industry

Address complex trade surveillance and data analysis requirements and demonstrate compliance in response to financial regulators’ requests. Verint Financial Compliance provides powerful phonetic search, AI-driven speech transcription, and phonetic boosting tailored for financial services environments.

It offers a single search and playback interface and timeline view for all interaction types. These are combined with instant call transcripts, intuitive labeling, and case management functionalities.

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Getting to the heart of any trade with speech transcription

Uniquely designed to interpret the ‘tribal’ languages of the trading floor, Verint provides highly accurate speech-to-text technology, as well as trading-specific insights, categories, and metadata to help identify key information about quotes and trades.

Run search queries against any transcribed conversation. Drill down to the segment of the interaction where the trade occurred. Or search for a key term used to ease compliance investigations and accelerate trade reconstruction.

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Boosting compliance investigations and data analysis

Empower your compliance officers with smart and automated tools to conduct structured investigations.

The Verint Financial Compliance platform makes it easier and more secure to assign conversations to, and efficiently collaborate on, compliance cases. This built-in solution enables users to set up rules to automatically add captured interactions to an existing case folder or to manage legal hold within a specific case scenario.

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Browse Verint Financial Compliance products

  • Capture In financial services it is imperative that you capture, secure, analyze, and understand all regulated interactions — across all channels and communication modes. Verint Financial Compliance makes all of your interaction data available for analysis in a unified and cohesive way.
  • Automated Verification Perform Quality of User Experience (QoE) service tests and end-to-end system tests across multiple vendor platforms, applications, and communication paths to help ensure the optimum operation of your critical communications and recording infrastructure.
  • Microsoft Teams Recording Unified, risk-based compliance recording for Microsoft Teams. Capture, archive, analyze, and retrieve interactions across all modes of communication from Teams voice calling, meetings, and collaboration streams.
  • Zoom Recording Benefit from unified, risk-based compliance recording for Zoom Phone and Zoom Meetings. Capture, archive, analyze, and retrieve interactions across voice, video, and screen sharing.

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Explore a real customer success story

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"Our teams have better and more compliant collaboration across Cisco UC and BT - IP Trade turrets. Verint has helped us to speed up compliance processes, simplify administration and lower maintenance costs for our organization." - Senior Technical System Administrator, Saudi Arabian Bank

Industry Recognition

  • Best Compliance Product at UC Today’s UC Awards 2022

  • Best Trading Infrastructure Monitoring Platform, TradingTech Insight Awards

  • Microsoft Certified Microsoft Teams Recording Solution