Skip to main content
  • Blog
  • Support
  • Contact Us
  • Customer Login & Community
Toggle Mobile Menu On and Off

Engagement

  • Our Offerings
    • Solutions
      • Workforce Engagement Cloud
      • Self-Service Cloud
      • Experience Cloud
      • Fraud
      • Compliance
    • Services
      • Application Managed Services
      • Business Advisory Services
      • Implementation Services
      • Enablement Services
      • Business Managed Services
      • Technology Managed Services
      • AdviceLine
    • Your Industry
      • Financial Services
      • Healthcare
      • Outsourcing
      • Public Sector
      • Telecommunications
  • Our Story
    • Customer Success Stories
    • Awards & Recognition
    • Events
    • News
    • Webinars
  • Your Challenges
    • Back Office Balancing Act
    • Cloud Transformation
    • Small or Medium Size Business
  • Your Role
    • Back Office Operations
    • Branch Operations
    • Compliance
    • Contact Center
    • Customer Experience
    • Digital Marketing
    • IT
    • Public Safety Compliance
    • Public Sector
    • Small or Medium Size Business
  • Our Partners
    • Find a Partner
    • Become a Partner
  • Engagement
  • Our Offerings
  • Solutions
  • Compliance
  • Financial Compliance

Financial Compliance

Transform your compliance operations and confidently navigate through financial services and trading regulations.

Watch the Video

  • Enabling Compliant Communications
  • Enhancing Compliance Oversight
  • Preventing Issues Proactively

of surveyed executives rated relevant or essential for their firms to use captured voice and electronic communications for trade reconstruction and verification.

WBR Risk and Compliance Survey 2019

of financial institutions stated to consider or have specific plans to invest in specialist unified communications and collaboration recording.

WBR Risk and Compliance Survey 2019

Download the full report

of compliance executives cited the increased adoption of automation for compliance and operational assurance as the biggest future trend in the years ahead.

WBR Risk and Compliance Survey 2019

Transforming Compliance for the Digital Era

Financial markets have been subject to regulation for many years. The Dodd-Frank Act, MiFID II, MAR, and other financial regulations have tightened the rules for trade-related recordkeeping, monitoring, evidencing and reporting.

They’ve also increased fines and penalties for compliance failures. And these challenges are multiplied if you operate in multiple regions with different jurisdictions.

Keeping up with the new requirements requires a long-term, strategic approach, rather than treating compliance as a box-ticking exercise.

Discover 4 ways to reinvent financial compliance

Enabling Compliant Communications

Voice is still an important channel – but businesses are looking for new ways to collaborate, interact with customers and negotiate trades.

New digital channels offer instant messaging, mobile voice and SMS, video, and other forms of collaboration, but many compliance recording solutions only capture telephone voice – creating a regulatory compliance gap.

To help close this gap, Verint’s unified platform records and securely archives interactions across UC, trader voice, IP telephony, mobile, video conference and collaboration environments.

Learn more about enabling compliant communications

Enhancing Compliance Oversight

Ongoing communication monitoring, infrastructure testing and compliance checks are resource-hungry tasks. Keeping up with employee changes, new communication channels and changing regulations requires significant effort. Monitoring the status of telephony and voice networks, especially over multiple locations, is even more complex.

With Verint Financial Compliance, you can automate monitoring and testing, so you can handle these tasks more effectively while reducing resource requirements.

This solution automatically tests audio quality and validates communication flows and interaction recording —without human intervention.

Learn more about enhancing compliance oversight

“The flexible Verint compliance software is easy to manage and it’s a very robust platform. Our audit and compliance teams can easily look through calls via the web interface without the need to disturb IT. Moreover, the solution also supports both Cisco and Skype for Business.”

Head of IT Infrastructure, European Asset Management Company

Read the case study

 

“Verint Financial Compliance takes the complexity out of our compliance. We are faced with new regulations and an expanded scope of data and channels to capture and monitor. Using Verint, we can fulfill our regulatory requirements, make our Skype for Business communications fully compliant and streamline processes for our team.”

Julien Bianchini, Infrastructure and Operations Manager at OFI Asset Management

Read the case study

Preventing Compliance Issues Proactively

Many financial institutions are subject to complex regulations that impact their communications environment. By proactively verifying adherence to policy rules and controlling information exchange, you can mitigate the risk of misconduct, unwanted disclosures and faulty operations across your organization.

Verint can help your business take a proactive approach and foster a culture of compliance.

Our solutions can help ensure employees are operating within the required boundaries, and apply ethical walls to help avoid issues before they occur. We can also help you save time, resources, and costs that would otherwise be spent on corrective measures.

Learn more about proactive issue prevention

Turning Data Into Intelligence

Today’s financial services firms must manage communications across multiple digital channels. With more data than ever, how can you make it available to regulators quickly? Can you find the needle in the haystack to avoid compliance fines?

Verint Financial Compliance can help your business tap into the power of artificial intelligence: this solution can enable you to extract value from voice and eComms with innovative speech recognition and voice analytics technology.

You can also gain actionable insights by mining, categorizing, aggregating and analyzing large quantities of communications data.

Learn more about how to turn data into insights

Financial Compliance Success Stories

A Saudi Arabian Bank has strengthened compliance with local regulations and anti-money laundering policies, enabling compliant collaboration across Cisco Collaboration endpoints and BT IP Trade turrets. Using Verint, it has accelerated compliance processes, simplified administration and reduced maintenance costs for their organization.

Learn more

Explore how a European Retail and Investment Bank use automated infrastructure monitoring and testing from Verint to save more than 10,000 hours, increase the consistency and accuracy of reporting and improve adherence with voice recording compliance demands.

 

Learn more

A European Wealth Management Company has selected Verint Financial Compliance because it is easy to manage and provides robust capabilities supporting both Cisco and Skype for Business. Its audit and compliance teams can easily look through calls via the web interface without the need to disturb IT anymore.

Learn more

Leading independent provider of asset management services, OFI, is enabled to comply with the EU’s MiFID II regulations by capturing, retaining, and analyzing communication across voice, video, IM, screen sharing and desktop.

Learn more

Featured Financial Compliance Solutions

Communication Capture

Capture all communications within your organization, no matter the channel

Data Management & Analysis

Retain, manage and extract value from recorded communications data

Automated Assurance

Manage compliance risk with automatic infrastructure monitoring and policy governance

Want to learn more?

Explore Verint Financial Compliance

Resources

  • Brochures
  • Customer Success Stories
  • Research
  • White Papers
  • Videos

What's New

  • Blog
  • Events
  • News

Connect With Us

  • Feedback
  • Support
  • Contact

Verint Systems Inc.
175 Broadhollow Rd, Ste 100
Melville, NY 11747
+1 (800) 483-7468
+1 (631) 962-9600
fax: +1 (631) 962-9300

  • Terms of Service
  • Privacy Policy
  • WEEE
  • Cookies Overview
  • Ad Choices
  • Intellectual Property
  • MSA Compliance
  • UK Tax Strategy

© 2019 Verint. All rights reserved.

We use cookies to track usage and preferencesI UnderstandPrivacy policy