Evolving financial regulations, consumer protection legislation, and the risks—and penalties—associated with fraud have made compliance a top priority in financial services organizations. Capturing interactions is one part of the challenge. Securely retrieving and analyzing that information for trade surveillance, trend analysis, and trade reconstruction are equally important.
But the risks are not limited to trading activity itself. What your employees say at any time through any channel of communication falls within the scope of regulations. Your monitoring needs to be pervasive.
Verint Risk and Compliance is an enterprise recording solution that works across trading floor, branch office, and back-office operations. It can capture 100 percent of calls and store the recordings on a single platform with a single user interface.
Capitalizing on Verint’s two decades of experience as a leading provider of compliance recording, you can: